- AML Training Courses

Standard Course Offering

 Includes Basic AML training targeting all financial institution’s personnel regardless of level, position or role.

Content - Basic AML Concepts, Components of AML Policies and Procedures, AML Due Diligence (ID, KYC, Transaction Monitoring) and Global AML Best Practices.

Advanced Specialized Training

Developed to meet the specific needs of the various levels and roles within the financial institution.

These sessions are targeted to:

• Directors and Senior Management
• Compliance Staff
• Auditors
• Risk Managers
• Staff with direct client contact (Branch Managers, Relationship Managers, Tellers, Call Center Operators etc)
• Trainers (Train-the-Trainer)

Content - While highly dependant on the risk profile of the institution, these courses may include concepts such as: the Risk-Based Approach (risk assessment, risk scoring, risk matrix), Transaction Monitoring, Regulators Expectations, Correspondent Banking, Private Banking, Reporting and Record Keeping, Roles and Responsibilities, Typologies, and Case Studies.

Business Continuity Training Courses

Standard and Customized Course Offerings

  "Intro to Business Continuity Planning" and customized training to include:

• Basic BCP/DR Structure
• BIA
• Plan Development basics
• Test Methodologies
• Recovery Strategies
• Selling BCP to Executives
• Hot Site training